Donna Esposito

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-23
FL	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-04-23
FL RA
APPROVED

Since 2009-06-01

Branch Locations

4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685 • United States

100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Clearwater	FL	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Clearwater, FL

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Palm Harbor, FL
2006-07-21 → 2007-04-02

Morgan Stanley Dw Inc.

Palm Harbor, FL
2004-10-07 → 2006-07-21

Banc Of America Investment Services, Inc.

Tampa, FL

Tampa, FL

Other Businesses

1. RENTAL PROPERTY; SOLE PROPRIETOR / OWNER / PARTNER; NO DUTIES AND RESPONSIBILITIES; 0 HOURS DURING BUSINESS; 0 HOURS AFTER BUSINESS; 6959 301 AVENUE N. CLEARWATER FLORIDA; JANUARY 2013** 2. R12 FINANICAL LLC; ODESSA, FLORIDA; PROVIDES CREDIT CARD MERCHANT SERVICES TO BUSINESSES; BOOKKEEPING-MANAGING MEMBER OF MY HUSBAND'S BUSINESS; NO INVOLVEMENT IN THE DAILY FUNCTIONS OR SALES; 1 HOUR AFTER BUSINESS; 0 DURING BUSINESS; 08/2013

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-10-05
S63	Uniform Securities Agent State Law Examination	2001-06-30

S66 Uniform Combined State Law Examination

2004-10-05
S63 Uniform Securities Agent State Law Examination

2001-06-30

Other Names

Donnamarie Rodi
Donnamarie Esposito
Donnamarie Mineo

View on SEC IAPD