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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-03-10 |
| TX | RA | APPROVED | 2021-03-10 |
Branch Locations
420 Fort Duquesne Blvd One Gateway Center, Ste 2000, Pittsburgh, PA 15222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Monteverde Group | Pgh | PA | 02/1998 | 03/2021 |
| Royal Alliance Associates, Inc | Pittsburgh | PA | 01/2016 | 03/2021 |
| Lpl Financial, Llc | Pittsburgh | PA | 03/2021 | Present |
1. 3/10/2021 - The Monteverde Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/05/2021 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 10%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-27 |
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