Janice Marie Swanson

Current Employers

Employment History

• 03/2004 → 07/2018
  Princor Financial Services Corporation
  Lake Oswego, OR
• 03/2004 → 07/2018
  Principal Life Insurance Company
  Lake Oswego, OR
• 07/2018 → 03/2022
  The O.N. Equity Sales Company
  Portland, OR
• 03/2018 → 03/2022
  Ohio National Financial Services
  Cincinnati, OH
• 03/2022 → 02/2024
  Ohio National Financial Services
  Cincinnati, OH
• 03/2022 → 02/2024
  The On Equity Sales Company
  Cincinnati, OH
• 02/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2019-01-04 → 2024-02-09
  On Investment Management Co
  Portland, OR
• 2005-02-11 → 2018-08-02
  Principal Securities, Inc.
  Lake Oswego, OR
  San Francisco, CA
  Lenexa, KS
  Des Moines, IA
  Las Vegas, NV
  Las Vegas, NV
  Des Moines, IA
  Lake Oswego, OR
  Yakima, WA

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 02/2024, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 2) TYSON DEERING WILSON, 9900 SW GREENBURG RD, SUITE 210, TIGARD, OH, 05/2024, IAR, DBA, INV REL, 160 HR/MO, 160 HR/MO TRADING. 3) TYSON DEERING WILSON, 9900 SW GREENBURG RD, SUITE 210, TYGARD, OH, 05/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 25 HR/MO, 20 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2005-01-11
• S63 Uniform Securities Agent State Law Examination
  2000-03-13