Michelle Frances Shockley

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-01
NJ	RA	APPROVED	2024-07-02
PA	RA	APPROVED	2011-07-12

TX RA
APPROVED

Since 2025-05-01
NJ RA
APPROVED

Since 2024-07-02
PA RA
APPROVED

Since 2011-07-12

Branch Locations

340 S 2Nd St Ste 350, Philadelphia, PA 19106 • United States

601 Chestnut St, Philadelphia, PA 19106 • United States

1837 E Allegheny Ave, Philadelphia, PA 19134 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Philadelphia	PA	07/2011	11/2016
Wells Fargo Clearing Services, Llc	Philadelphia	PA	11/2016	Present

07/2011 → 11/2016

Wells Fargo Advisors Llc

Philadelphia, PA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Philadelphia, PA

Previous Registrations

2007-11-14 → 2011-07-11

Pnc Wealth Management Llc

Philadelphia, PA
2002-10-21 → 2007-03-21

Citigroup Global Markets Inc.

Mount Laurel, NJ

Mt. Laurel, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-09
S63	Uniform Securities Agent State Law Examination	1996-09-11

S66 Uniform Combined State Law Examination

2007-11-09
S63 Uniform Securities Agent State Law Examination

1996-09-11

Other Names

Michelle Frances Shackley
Michelle Frances Shockley

View on SEC IAPD