Christopher Allen Lloyd

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-09-01

CA RA
APPROVED

Since 2020-09-01

Branch Locations

7047 E Greenway Pkwy Ste 230, Scottsdale, AZ 85254 • United States

16789 Bernardo Center Dr, San Diego, CA 92128 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planner Resource Group, Llc	Phoenix	AZ	07/2003	08/2020
Christopher Lloyd Dba Lloyd Consulting	Scottsdale	AZ	01/2002	Present
Lucia Capital Group	San Diego	CA	04/2010	Present
Lucia Securities, Llc	San Diego	CA	09/2011	10/2020
Lpl Financial, Llc	Scottsdale	AZ	09/2020	Present

07/2003 → 08/2020

Planner Resource Group, Llc

Phoenix, AZ
01/2002 → Present

Christopher Lloyd Dba Lloyd Consulting

Scottsdale, AZ
04/2010 → Present

Lucia Capital Group

San Diego, CA
09/2011 → 10/2020

Lucia Securities, Llc

San Diego, CA
09/2020 → Present

Lpl Financial, Llc

Scottsdale, AZ

Previous Registrations

2010-04-23 → 2020-10-05

Lucia Capital Group

San Diego, CA
2006-08-16 → 2010-10-20

Raymond J. Lucia Companies, Inc.

Scottsdale, AZ

Phoenix, AZ

Other Businesses

1. 09/01/2020 - LUCIA CAPITAL GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ SCOTTSDALE, AZ 2. 01/01/2002 - CHRISTOPHER LLOYD OBA LLOYD CONSULTING/ INSURANCE AGENCY/ INVESTMENT RELATED/ 5%/ SCOTTSDALE, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-06
S63	Uniform Securities Agent State Law Examination	1996-08-30

S66 Uniform Combined State Law Examination

2006-06-06
S63 Uniform Securities Agent State Law Examination

1996-08-30

Designations

Other Names

Chris Lloyd

View on SEC IAPD