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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-02-21 |
| TX | RA | APPROVED_RES | 2019-01-11 |
| WA | RA | APPROVED | 2015-02-20 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Seattle | WA | 02/2015 | Present |
Name/Address: OneSouthShore LLC 6536 53rd Ave. NE Seattle WA 98115 Start Date: 10/28/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner/Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-26 |
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