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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-11-18 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Brentwood | NY | 10/2012 | 03/2019 |
| Ameriprise Financial Services, Inc. | Miami | FL | 04/2019 | 09/2020 |
| Pruco Securities, Llc. | Coral Gables | FL | 09/2020 | 11/2024 |
| Prudential Insurance Company Of America | Coral Gables | FL | 09/2020 | Present |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-17 |
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