Dawn Eisele Parks

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-25

TX RA
APPROVED

Since 2026-06-25

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4324 Mapleshade Lane #270,, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1St Global Capital Corp	Gainesville	GA	08/2015	10/2019
1St Global Advisors, Inc	Gainesville	GA	08/2015	10/2019
Rushton & Company, Llc	Gainesville	GA	08/2015	08/2018
Avantax Insurance Services, Inc.	Plano	TX	08/2015	09/2025
Wealthcare Financial Group Llc	Frisco	TX	09/2018	11/2023
Avantax Investment Services, Inc.	Plano	TX	10/2019	09/2025
Avantax Advisory Services	Plano	TX	10/2019	09/2025
Avantax Insurance Agency And/Or Avantax Insurance Services	Plano	TX	11/2020	09/2025
Sunny Day Investment Properties Llc	Plano	TX	05/2025	Present
Sdf Tax Services Llc	Plano	TX	08/2025	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2025	06/2026
Cetera Investment Advisers Llc	Schaumburg	IL	09/2025	06/2026
Lpl Financial Llc	Plano	TX	06/2026	Present

08/2015 → 10/2019

1St Global Capital Corp

Gainesville, GA
08/2015 → 10/2019

1St Global Advisors, Inc

Gainesville, GA
08/2015 → 08/2018

Rushton & Company, Llc

Gainesville, GA
08/2015 → 09/2025

Avantax Insurance Services, Inc.

Plano, TX
09/2018 → 11/2023

Wealthcare Financial Group Llc

Frisco, TX
10/2019 → 09/2025

Avantax Investment Services, Inc.

Plano, TX
10/2019 → 09/2025

Avantax Advisory Services

Plano, TX
11/2020 → 09/2025

Avantax Insurance Agency And/Or Avantax Insurance Services

Plano, TX
05/2025 → Present

Sunny Day Investment Properties Llc

Plano, TX
08/2025 → Present

Sdf Tax Services Llc

Plano, TX
09/2025 → 06/2026

Cetera Wealth Services, Llc

El Segundo, CA
09/2025 → 06/2026

Cetera Investment Advisers Llc

Schaumburg, IL
06/2026 → Present

Lpl Financial Llc

Plano , TX

Previous Registrations

2025-09-05 → 2026-07-06

Cetera Investment Advisers Llc

Schaumburg, IL

Richardson, TX
2019-10-25 → 2025-09-05

Avantax Advisory Services

Frisco, TX

Plano, TX

Dallas, TX

Richardson, TX
2015-09-11 → 2019-10-25

1St Global Advisors Inc

Gainesville, GA

Dallas, TX

Frisco, TX
2014-05-27 → 2015-08-25

Osaic Fa, Inc.

Dallas, TX
2013-01-22 → 2014-03-26

Stratos Wealth Partners, Ltd

Plano, TX
2012-10-01 → 2013-12-03

Lpl Financial Llc

Plano, TX
2007-05-02 → 2012-08-06

1St Global Advisors Inc

Dallas, TX
2002-05-03 → 2004-11-09

Pruco Securities, Llc.

Irving, TX

Other Businesses

1. 06/2026 - Dawn Eisele Parks Financial Services - Business Entity For Tax/Investment Purposes Only - Investment related - Richardson TX 75080 - 10 Hrs/Mth - 00 Hrs During Trading - OBA start date: 09/02/2015 2. 06/2026 - Sunny Day Financial - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 200 Hrs/Mth - 200 Hrs During Trading - OBA start date: 6/29/2026 3. 06/2026 - Sunny Day Investment Properties LLC - Real Estate Rental - Investment related - Richardson TX 75080 - 10 Hrs/Mth - 00 Hrs During Trading - OBA start date: 05/01/2025 4. 06/2026 - SDF Tax Services LLC - Tax Prep/Accounting/CPA - Investment related - Plano TX 75093 - 10 Hrs/Mth - 10 Hrs During Trading - OBA start date: 08/04/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-07
S63	Uniform Securities Agent State Law Examination	1996-09-27

S65 Uniform Investment Adviser Law Examination

1999-05-07
S63 Uniform Securities Agent State Law Examination

1996-09-27

Designations

Other Names

Dawn E Eisele
Dawn Elizabeth Eisele
Dawn Elizabeth Parks

View on SEC IAPD