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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-14 |
| MN | RA | APPROVED | 2016-09-09 |
Branch Locations
430 S Broad Street Ste 120, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | Mankato | MN | 02/2010 | Present |
| Cetera Investment Advisors Llc | Mankato | MN | 09/2016 | Present |
1.)BLUE EARTH CO NOTARY PUBLIC, LESS 1 HR/WK, NO COMPENSATION. 2.)BENCO ELECTRIC, BOARD MEMBER, DETERMINES DONATIONS TO LOCAL NON-PROFITS TWICE A YEAR 3.)RENTAL PROPERTY, 50% OWNER, LESS THAN 1/HR/WK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-07 |
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