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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-08-25
TX RA APPROVED 2006-08-25
  • CA RA
    APPROVED
    Since 2006-08-25
  • TX RA
    APPROVED
    Since 2006-08-25

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

Orinda, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation San Francisco CA 03/2008 Present
City National Bank San Francisco CA 08/2016 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    San Francisco, CA
  • 08/2016 → Present
    City National Bank
    San Francisco, CA
Previous Registrations
Other Businesses

(1) NAME OF ENTITY: Asian Pacific Fund ADDRESS: 345 California Street, Suite 700 San Francisco CA 94104 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Sep 01, 2026 CAPACITY: Board of Directors DUTIES: Board of Directors, help with 1) strategy, 2) oversight of long term strategic goals and organization development, 3) oversee Executive Director, 4) promote organization, 5) community support for Asian community. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-09
  • S66 Uniform Combined State Law Examination
    2002-03-09
Other Names
  • Catherine Rose Wang
  • Catherine Rose Wang

View on SEC IAPD

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