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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2004-10-18 |
| VA | RA | APPROVED | 1999-08-06 |
| DC | RA | APPROVED | 1999-06-01 |
| MD | RA | APPROVED | 1999-05-07 |
Branch Locations
8075 Leesburg Pike, Vienna, VA 22182 • United States
Springfield, VA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 01/1999 | Present |
| Bank Of America,N.A. | Vienna | VA | 06/2011 | Present |
I*340807 For profit or not for profit: Entity Charitable Name of outside business organization: Asian American LEAD (AALEAD) Investment related: N Address of business: Washington, District of Columbia, 20016, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 1/17/2000 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 2 Duties: , Advisory Council Chair. AALEAD is a DC based non-profit organization that seeks to nurture, empower, and support the development of Asian American children, youth, and families.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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