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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
FL RA APPROVED 2021-02-26
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • FL RA
    APPROVED
    Since 2021-02-26

Branch Locations

28050 Us Hwy 19N Ste 300, Clearwater, FL 33761 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Tampa FL 11/2013 02/2021
Cetera Financial Specialists Llc Schaumburg IL 02/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2021 Present
Accountants Wealth Nation Tax Services Llc Clearwater FL 01/2020 Present
Accountants Wealth National Group Llc; Dba For Investments Clearwater FL 01/2020 Present
  • 11/2013 → 02/2021
    National Securities Corporation
    Tampa, FL
  • 02/2021 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2021 → Present
    Schaumburg, IL
  • 01/2020 → Present
    Accountants Wealth Nation Tax Services Llc
    Clearwater, FL
  • 01/2020 → Present
    Accountants Wealth National Group Llc; Dba For Investments
    Clearwater, FL
Previous Registrations
  • 2014-05-27 → 2021-02-16
    Clearwater, FL
    Tampa, FL
    Tampa, FL
    Clearwater, FL
  • 2005-09-12 → 2014-05-06
    Asset & Financial Planning, Ltd
    Clearwater, FL
    Clearwater, FL
Other Businesses

1)ACCOUNTANTS WEALTH NATIONAL TAX SERVICES, LLC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, TAX PREPARER, BUSINESS MANAGER, TAX PREPARATION, FILING SERVICES, PRIMARILY INDIVIDUAL, 5H/WEEK, SINCE 01/2020 2)ACCOUNTANTS WEALTH NATIONAL GROUP, LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, FINANCIAL ADVISOR, BUSINESS MANAGER, DBA FOR INVESTMENT BUSINESS, 40H/WEEK, SINCE 01/2020. 3)ABSTRACT ART CANVAS, NOT INVESTMENT RELATED, LUTZ, FL, PAINT ABSTRACT ART, PAINTER/ARTIST, 1H/WEEK, SINCE 01/2017 4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2022; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-25
S63 Uniform Securities Agent State Law Examination 1997-01-24
  • S66 Uniform Combined State Law Examination
    2004-10-25
  • S63 Uniform Securities Agent State Law Examination
    1997-01-24

View on SEC IAPD

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