John R Cartledge

Current Employers

Aurora Private Wealth, Inc.

999 Riverview Drive Suite 201, Totowa, NJ 07512 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-29

FL RA
APPROVED

Since 2018-01-29

Branch Locations

Miami, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Aventura	FL	01/2009	Present
Apw Capital, Inc.	Rockaway	NJ	01/2018	Present

01/2009 → Present

Ubs Financial Services Inc

Aventura, FL
01/2018 → Present

Apw Capital, Inc.

Rockaway, NJ

Previous Registrations

2009-03-03 → 2017-11-17

Ubs Financial Services Inc.

Hallandale Beach, FL
1999-11-16 → 2009-01-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL

Aventura, FL

Other Businesses

(1) Cartledge Foundation, Inc.; Savannah, GA; Service Description: Private charitable foundation; Start date: Not employed, but an outside investment; Title: Secretary; Duties: Take notes at our meetings; Time spent: 1%. (2) Cartledge Family Limited Partnership; Savannah GA; family limited partnership funded by RR's parents; Duties: financial adviser for the partnership's liquidity; Title: Limited Partner. (3) Aurora Private Wealth, Inc.; Rockaway, NJ; Service Description: This RIA provides Charles Schwab Advisor trading platform and compliance services to me; Stat date: 6/17/2018; Title: Investment Advisor, Time Spent: 40 hrs per week; Duties: provide investment advisor services.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-07

S66 Uniform Combined State Law Examination

1999-12-07

Other Names

John R. Cartledge

View on SEC IAPD