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Patricia Anne Craddock

Morgan Stanley

Providence, RI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-05-01
RI RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2010-05-01
  • RI RA
    APPROVED
    Since 2009-06-01

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Providence RI 05/1996 Present
Morgan Stanley Smith Barney Providence RI 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/1996 → Present
    Providence, RI
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Providence, RI
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-14
S63 Uniform Securities Agent State Law Examination 1996-08-05
  • S65 Uniform Investment Adviser Law Examination
    1996-08-14
  • S63 Uniform Securities Agent State Law Examination
    1996-08-05
Other Names
  • Patricia Anne Craddock
  • Patricia Anne Craddock Charron

View on SEC IAPD

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