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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-08-16
TX RA APPROVED_RES 2010-01-29
  • CT RA
    APPROVED
    Since 2011-08-16
  • TX RA
    APPROVED_RES
    Since 2010-01-29

Branch Locations

South Hadley, MA • United States

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Springfield MA 11/2009 Present
Other Businesses

Name of Business-Ryan Bagley - Rental Property / Address- Morey Hill Road, Morrill, ME / Investment Related- NO / Nature-This is a vacation home for our family that we rent out on AirBnb when we are not using it. / Role- Proprietor / owner / Duty-The house is listed for rent on AirBnb. I confirm rental bookings, communicate with tenants, handle any repairs or maintenance to the property, and make sure all bills are paid. / Start Date-3/16/2024 / Time Required- No Berkshire East Ski Resort LLC, Berkshire East is a ski resort in Charlemont, MA, CharlemontMassachusettsUnited States-01339, I will work as a coach for the youth ski racing development program, start date-12/14/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-05
S65 Uniform Investment Adviser Law Examination 1999-02-11
S63 Uniform Securities Agent State Law Examination 1997-01-30
  • S66 Uniform Combined State Law Examination
    2007-01-05
  • S65 Uniform Investment Adviser Law Examination
    1999-02-11
  • S63 Uniform Securities Agent State Law Examination
    1997-01-30

View on SEC IAPD

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