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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2010-12-22 |
Branch Locations
31 Hayward Street 2Nd Floor, Franklin, MA 02038 • United States
346 Commercial Street, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Franklin | MA | 12/2010 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 12/2010 | Present |
(1) 12/10/2010: Fenton Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 03/08/2011: Flagship Harbor Advisors - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - 10% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in December, 2010. I expect to spend approximately 10% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 12/14/2011: Pinnacle IFS - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 15% Time Spent - Will offer fixed life insurance policies and fixed annuity contracts through Pinnacle IFS (4) 11/20/2025 - FENTON TISMAINE LAND TRUST - Real Estate Rental - Investment Related - Galway, Ireland - Start Date 10/31/2025 - 4 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-19 |
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