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3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-25 |
| TX | RA | APPROVED_RES | 2025-09-25 |
Branch Locations
3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 12/1995 | 09/2025 |
| Bank Of America, N.A. | Atlanta | GA | 06/2016 | 09/2025 |
| Openarc Corporate Advisory, Llc | Atlanta | GA | 09/2025 | Present |
I*1022297, Name of OBA: Garbage Pail Kids (cover band) Address: Saint Augustine, FL Investment Related: No Position, Title, Association: Other, Guitarist Employee Start Date: 10/15/2022 No Hours: 4 Monthly No Hours during trading: 0 Duties: Musical cover song band. that will play local establishments in the Northeast Florida region. I will play guitar on occasional performances. I*2217261, Entity Type: Entity For Profit, Name of OBA: Shoreline Audio, Address: Flowery Branch, Georgia, 30542, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 03/01/2025, No Hours: 4 Weekly, No Hours during Trading: 0 Weekly, Duties: Provides live reinforcement services for live music, weddings, town events, etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-08 |
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