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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-26 |
| CA | RA | APPROVED | 2009-01-06 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Century City | CA | 01/2009 | Present |
Cathedral Highschool,This is a Christian Brother's High School, A Lasallian institution that has been shaping the lives of young men in Los Angeles for nearly 100 years .,CaliforniaUnited States,www.cathedralhighschool.orgpart of the board of trustees of the highschool providing oversite with other trustee members of the president of the high school as well as high school curriculum and projects , I am an alumnist of this highschool graduated in 1988Start date -2/13/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-15 |
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