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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CO RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

2401 E Arapahoe Rd, Centennial, CO 80122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Centennial CO 08/2003 02/2026
U.S. Bancorp Advisors, Llc Centennial CO 02/2026 Present
Previous Registrations
  • 2003-09-19 → 2026-02-13
    Saint Paul, MN
    Parker, CO
    Englewood, CO
    Greenwood Village, CO
    Denver, CO
    Littleton, CO
    Highlands Ranch, CO
    Lakewood, CO
    Littleton, CO
    Highlands Ranch, CO
    Parker, CO
    Highlands Ranch, CO
    Highlands Ranch, CO
    Littleton, CO
    Littleton, CO
    Centennial, CO
    Littleton, CO
    Lakewood, CO
    Littleton, CO
    Lakewood, CO
    Lakewood, CO
  • 2001-04-06 → 2003-09-08
    Wells Fargo Investments, Llc
    Westminster, CO
Other Businesses

Latin American Educational Foundation; Not I/R; Denver, CO; Non-Profit organization focused on college scholarships and educational opportunities; Board Member; 08/2024; 4 Hours/Month, 0 Hours/Trading; Evaluate scholarship applications for those applying for financial scholarships in Colorado.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-23
S63 Uniform Securities Agent State Law Examination 1996-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-11-23
  • S63 Uniform Securities Agent State Law Examination
    1996-06-19
Other Names
  • Gabe Atencio

View on SEC IAPD

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