Michael William Mclaughlin

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-06-16
TX	RA	APPROVED_RES	2015-03-16
MO	RA	APPROVED	2013-02-11

SC RA
APPROVED

Since 2023-06-16
TX RA
APPROVED_RES

Since 2015-03-16
MO RA
APPROVED

Since 2013-02-11

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

400 Merchant Street, Hilton Head Island, SC 29926 • United States

1 Greenwood Dr, Hilton Head Island, SC 29928 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Jacksonville	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Jacksonville	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Jacksonville, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Jacksonville, FL

Previous Registrations

2002-04-01 → 2005-11-30

Pgim Investments Llc

Jacksonville, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-25
S63	Uniform Securities Agent State Law Examination	1996-07-26

S65 Uniform Investment Adviser Law Examination

2002-03-25
S63 Uniform Securities Agent State Law Examination

1996-07-26

Other Names

Michael W Mclaughlin

View on SEC IAPD