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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-04
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Eagan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Bloomington MN 11/2013 Present
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:City of Eagan/ INVESTMENT RELATED?:N/ ADDRESS:3830 Pilot Knob Road, Eagan/ NATURE OF THE BUSINESS: Governmental Entity / POSITION: Election judge / DUTIES: Administration of election procedures at the polling location / START DATE:8/9/22 / HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1999-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-12-09
Other Names
  • Geri Ann Beckham

View on SEC IAPD

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