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Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2012-10-04
  • OK RA
    APPROVED
    Since 2012-10-04

Branch Locations

6036 South Yale, Tulsa, OK 74135 • United States

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bok Financial Securities, Inc. Tulsa OK 10/2012 Present
Bokf, Na Tulsa OK 10/2012 Present
Previous Registrations
  • 2012-10-01 → 2012-10-12
    Tulsa, OK
    Tulsa, OK
  • 2005-07-06 → 2012-10-01
    Chase Investment Services Corp.
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
    Tulsa, OK
  • 2002-11-25 → 2005-07-06
    Banc One Securities Corporation
    Tulsa, OK
Other Businesses

NAME: Dooley Collaborative, LLC ADDRESS: Tulsa, OK 74135 INVESTMENT RELATED (Y/N): Y START DATE: 08/2018 POSITION HELD: Owner NATURE OF OUTSIDE BUSINESS: Personal/family LLC HRS/MO: 4 HRS/MO DURING SECURITIES TRADING: 0 BRIEF DESCRIPTION OF DUTIES: I am the sole owner and member of this LLC. It will currently hold rental property, as well as a passive equity stake in a local business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-18
S63 Uniform Securities Agent State Law Examination 1996-08-09
  • S65 Uniform Investment Adviser Law Examination
    2002-11-18
  • S63 Uniform Securities Agent State Law Examination
    1996-08-09

View on SEC IAPD

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