Mark Joseph Pellis

Current Employers

Employment History

• 08/1994 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/1996 → Present
  Northwestern Mutual Investment Services, Llc
  Pittsburgh, PA
• 06/2012 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2.) MEMBER OF AD HOC FINANCIAL COMMITTEE, SAINT GERMAINE CHURCH, 7003 BAPTIST ROAD, BETHEL PARK, , PENNSYLVANIA, 15102, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 05/31/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF A NEWLY FORMED AD HOC FINANCIAL COMMITTEE TO DISCUSS OPTIONS FOR THE PASTOR'S CONSIDERATION ON THE MERGER OF 4 PARISHES. 4.TREASURER, NATIONAL FOOTBALL LEAGUE REFEREES ASSOCIATION NFLRA, 1011, BETHEL PARK, , PENNSYLVANIA, 15102, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 5/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DISBURSE THE FUNDS OF THE ASSOCIATION AS MAY BE ORDERED BY THE BOARD OF DIRECTORS, TAKING THE PROPER VOUCHERS FOR SUCH DISBURSEMENTS, AND SHALL RENDER TO THE PRESIDENT AND DIRECTORS, AT THE REGULAR MEETINGS OF THE BOARD, OR WHENEVER THEY MAY REQUIRE IT, AN ACCOUNT OF ALL HIS TRANSACTIONS AS TREASURER AND OF THE FINANCIAL CONDITION OF THE ASSOCIATION. IF THE TREASURER IS UNAVAILABLE THE PRESIDENT OR EXECUTIVE DIRECTOR MAY SIGN CHECKS. THE TREASURER SHALL ALSO PERFORM SUCH OTHER DUTIES AS MAY BE PRESCRIBED BY THE BOARD OF DIRECTORS OR THE EXECUTIVE DIRECTOR. ANY CHECK OR DISBURSEMENT IN EXCESS OF TEN THOUSAND AND 00/100 ($10,000) SHALL ALSO BE APPROVED IN WRITING BY THE PRESIDENT OR EXECUTIVE DIRECTOR. THE TREASURER SHALL BE AN EX OFFICIO MEMBER OF THE INVESTMENT & BUDGET COMMITTEE WITH VOICE AND VOTE. 5. INVESTMENT COMMITTEE MEMBER, NATIONAL FOOTBALL LEAGUE REFEREES ASSOCIATION NFLRA, 7644 HADDINGTON COVE, BRADENTON, , FLORIDA, 34202, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 02/15/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, A NON VOTING MEMBER OF A SEVEN MEMBER BUDGET AND INVESTMENT COMMITTEE TO MEET QUARTERLY TO REVIEW BUDGET, RECEIVABLES, EXPENSES AND TO MAKE SURE THE INVESTMENTS ALLOCATIONS HELD BY THE NFLRA UNION ARE STILL WITHIN THE PARAMETERS SET UP IN THE NFLRA CURRENT INVESTMENT POLICY STATEMENT ARE STILL IN COMPLIANCE. I DO NOT HAVE TRADING AUTHORITY OR AUTHORITY TO MAKE RECOMMENDATIONS TO ANY SPECIFIC INVESTMENTS. I WILL ONLY MEET QUARTERLY TO CONFIRM THAT THE INVESTMENTS HELD AT THE NFLRA HAVE NOT GONE OUTSIDE THE PARAMETERS OF THE INVESTMENT POLICY STATEMENT THAT I HAVE NO VOTE OR DECISION ON THE NFLRA INVESTMENT POLICY. ALSO, I WILL REVIEW THE ANNUAL BUDGET SET BY THE TREASURER AND ELECTED NFLRA BOARD MEMBERS. 6. COMMITEE MEMBER OF AD HOC FINANCIAL COMMITTEE, OUR LADY OF HOPE PARISH, 7003 BAPTIST ROAD, BETHEL PARK, , PENNSYLVANIA, 15102, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 5/31/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF A NEWLY FORMED AD HOC FINANCIAL COMMITTEE TO DISCUSS OPTIONS FOR THE PASTOR'S CONSIDERATION ON THE MERGER OF 4 PARISHES. NON INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-22
• S63 Uniform Securities Agent State Law Examination
  1996-08-28