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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-04-02 |
Branch Locations
15 S Main St, Greenville, SC 29601 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2007-10-03 |
Branch Locations
1320 Main St Ste 600, Columbia, SC 29201 • United States
Easley, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Greenville | SC | 04/2026 | Present |
THAT'S KARMA, LLC; NOT INVESTMENT RELATED; EASLEY, SC, 100% OWNERSHIP, START DATE 6/23/2022, 80 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF SMALL LADIES BOUTIQUE. GOOD KARMA ICE CREAM AND CANDY SHOPPE, LLC, NOT INVT RELATED, EASLEY, SC, 100% OWNERSHIP WITH SPOUSE, START DATE 9/20/2021, 80 HRS PER MONTH, 0 HRS DURING TRADING, SUPERVISE AND MANAGE SHOPPE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-09 |
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