Brian Frederick Caine

Current Employers

Csj Wealth Management, Llc

Solana Beach, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-11-25

CA RA
APPROVED

Since 2013-11-25

Branch Locations

Solana Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Caine Capital Management	Solana Beach	CA	12/1996	12/2016
Csj Wealth Management, Llc	Solana Beach	CA	07/2013	Present
Csj Capital Advisors Inc.	Solana Beach	CA	01/2014	09/2018

12/1996 → 12/2016

Caine Capital Management

Solana Beach, CA
07/2013 → Present

Csj Wealth Management, Llc

Solana Beach, CA
01/2014 → 09/2018

Csj Capital Advisors Inc.

Solana Beach, CA

Previous Registrations

1997-01-30 → 2016-12-31

Caine Capital Management

Solana Beach, CA

Solana Beach, CA

Solana Beach, CA

Other Businesses

Law Offices of Brian Caine, Legal Services, spends approximately 1% of his time in this capacity. Private Real Estate Development and Brokerage, spends approximately 40% of his time in this capacity. President of The Caine Group, Inc., P.O. Box 594, Solana Beach, CA 92075. Corporation is partial owner of CSJ Wealth Management, LLC.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-30

S65 Uniform Investment Adviser Law Examination

1996-12-30

View on SEC IAPD