Gordon Griffith Mark

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-12-16
IL	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2019-12-16
IL RA
APPROVED

Since 2009-06-01

Branch Locations

St Petersburg, FL • United States

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Chicago	IL	04/2007	Present
Morgan Stanley Smith Barney	Chicago	IL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Chicago, IL
06/2009 → Present

Morgan Stanley Smith Barney

Chicago, IL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Chicago, IL
1998-02-14 → 2007-04-02

Morgan Stanley Dw Inc.

Chicago, IL

Chicago, IL

Other Businesses

*OBI - 45051 - Gordon Mark Parking/Storage Rental ; Investment related - Yes ; Chicago, Illinois ; Real Estate ; Employee(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2003 ; During business hours : 0 ; After business hours : 0.1 ; Accounting/Bookkeeping

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-05
S63	Uniform Securities Agent State Law Examination	1996-06-25

S65 Uniform Investment Adviser Law Examination

1996-07-05
S63 Uniform Securities Agent State Law Examination

1996-06-25

View on SEC IAPD