Grayson Michael Dufrene

Current Employers

M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2012-06-12

LA RA
APPROVED

Since 2012-06-12

Branch Locations

118 Piccadilly, London W1J 7NW • United Kingdom

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self-Employed Independent Financial Advisor	London		12/2000	Present
Intersecurities, Inc.	London		09/2004	Present
M Holdings Securities, Inc.	Portland	OR	05/2012	Present
Vie International Financial Svcs., Ltd.	London		10/2004	Present

12/2000 → Present

Self-Employed Independent Financial Advisor

London
09/2004 → Present

Intersecurities, Inc.

London
05/2012 → Present

M Holdings Securities, Inc.

Portland, OR
10/2004 → Present

Vie International Financial Svcs., Ltd.

London

Previous Registrations

2006-08-29 → 2012-06-28

Transamerica Financial Advisors, Llc

London

London

San Diego, CA

Other Businesses

1) VIE INTERNATIONAL FINANCIAL SERVICES LIMITED; YES; 118 Piccadilly, London, W1J 7NW; PENSION RELATED SERVICES, INSURANCE, FSA REGULATED FINANCIAL SERVICES FIRM; MANAGING DIRECTOR; 10/18/2004; 200; 200; COMPLIANCE OVERSIGHT, MONEY LAUNDERING REPORTING, CUSTOMER INVESTMENT ADVISOR, RESPONSIBLE FOR INSURANCE MEDIATION 2) VIE PPLI LIMITED; CARPENTER COURT 1, MAPLE RD, BRAMHALL, UK SK7 2DH; LIFE INSURANCE SALES; INVESTMENT RELATED; DIRECTOR; SALE AND SERVICING OF LIFE INSURANCE IN THE UK; 12/1/2024; 25 HOURS PER MONTH; 25 HOURS PER MONTH DURING TRADING HOURS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-07-07

S63 Uniform Securities Agent State Law Examination

2005-07-07

Designations

View on SEC IAPD