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Bronxville, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lps Partners Inc | New York | NY | 08/2013 | 04/2017 |
| Unemployed | Bronxville | NY | 04/2017 | 10/2017 |
| Wilmington Capital Securities Llc | New York | NY | 10/2017 | 12/2020 |
| Arcadia Securities, Llc | New York | NY | 06/2025 | Present |
| Courseview Capital Llc | Bronxville | NY | 11/2020 | Present |
CCO, PORTFOLIO MANAGER, WEALTH ADVISOR, and FOUNDER of COURSEVIEW CAPITAL, LLC LOCATED IN BRONXVILLE, NEW YORK SINCE NOVEMBER OF 2020. COURSEVIEW IS AN INDEPENDENT REGISTERED INVESTMENT ADVISOR. TWELVE HOURS PER MONTH ARE DEVOTED TO THIS INVESTMENT RELATED BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-28 |
| S65 | Uniform Investment Adviser Law Examination | 2001-08-10 |
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