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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-11-16
  • NJ RA
    APPROVED
    Since 2015-11-16

Branch Locations

Manalapan, NJ • United States

902 Carnegie Center Suite 510, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osiac Wealth, Inc. Freehold NJ 06/2006 Present
New Century Financial Group, Llc Princeton NJ 06/2006 Present
  • 06/2006 → Present
    Osiac Wealth, Inc.
    Freehold, NJ
  • 06/2006 → Present
    New Century Financial Group, Llc
    Princeton, NJ
Previous Registrations
  • 2006-06-15 → 2025-12-31
    New Century Financial Group, Llc
    Princeton, NJ
    Freehold, NJ
    Princeton, NJ
  • 2004-11-04 → 2006-06-02
    Usallianz Securities, Inc.
    Freehold, NJ
  • 2003-06-13 → 2004-11-01
    Eastern Point Advisors Inc.
    Freehold, NJ
  • 2002-07-31 → 2003-06-06
    Locust Street Securities, Inc.
    Freehold, NJ
Other Businesses

1) Osaic Wealth, Inc., INVESTMENT RELATED, 1 AIRPORT PLACE, SUITE 3, PRINCETON, NJ 08540; INVESTMENT ADVISOR REPRESENTATIVE; STARTED 12/20115; 40 HRS/MTH, 30HRS/MTH DURING ST HOURS; ATTRACT AND RETAIN CLIENTS; RESEARCH INVESTMENT PRODUCTS, BUILD AND MANAGE 401K INVESTMENT MENU, PLAN DESIGN AND EMPLOYEE/EMPLOYER RETIREMENT PLAN EDUCATION AND ENROLLMENT; MAKE FINANCIAL RECOMMENDATIONS. 2) DIRK ALEXANDER - MUSICAL PERFORMANCE POSITION: Other - self NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2014 ADDRESS: PO Box 430, Tennent NJ 07763, United States DESCRIPTION: Musician - session musician for recordings and live music. 3) MOLLYJACK PUBLISHING, LLC POSITION: Managing Member NATURE: LLC - Music publishing and the collection of royalties from copywritten music INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/10/2017 ADDRESS: PO Box 430, Tennent NJ 07763, United States DESCRIPTION: outsource administration to a Publishing Administrator 4) H.I.B. PLANNING & BENEFITS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 05/01/1992 ADDRESS: 902 Carnegie Center, Suite 510, Princeton NJ 08540, United States DESCRIPTION: Service & sell employee benefits, fixed annuities, life, health, disability income and long term care insurance. 5) NEW CENTURY FINANCIAL GROUP POSITION: Advisor NATURE: Marketing name (DBA) used for Investment work INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2026 ADDRESS: 902 Carnegie Center, Suite 510, Princeton NJ 08540, United States DESCRIPTION: manage client accounts dealing with back-office issues

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-07-15
S63 Uniform Securities Agent State Law Examination 1997-07-31
  • S65 Uniform Investment Adviser Law Examination
    2004-07-15
  • S63 Uniform Securities Agent State Law Examination
    1997-07-31
Other Names
  • Dirk Helish
  • Dirk Alexander Helish
  • Dirk Alexander
  • Dirk Alexander

View on SEC IAPD

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