Kirk Spano

Current Employers

Bluemound Asset Management, Llc

Franklin, WI • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-01-08
TX	RA	APPROVED_RES	2020-05-18

WI RA
APPROVED

Since 2024-01-08
TX RA
APPROVED_RES

Since 2020-05-18

Branch Locations

Franklin, WI • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bluemound Asset Management, Llc	Franklin	WI	07/2010	Present

07/2010 → Present

Bluemound Asset Management, Llc

Franklin, WI

Previous Registrations

2007-02-13 → 2010-09-03

Annex Wealth Management, Llc

Elm Grove, WI
1997-11-06 → 2009-12-11

Sii Investments, Inc.

Elm Grove, WI

Elm Grove, WI

Other Businesses

1) FREELANCE COLUMNIST/WRITER FOR VARIOUS FINANCIAL PUBLICATIONS INCLUDING MARKETWATCH OF THE WALL STREET JOURNAL AND SEEKING ALPHA; INVESTMENT-RELATED. 2) KIRK SPANO PUBLISHING; INVESTMENT-RELATED; PUBLISHER OF INVESTMENT LETTER FOR SELF-DIRECTED INVESTORS; AUTHOR AND PUBLISHER.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-28
S63	Uniform Securities Agent State Law Examination	1996-07-09

S65 Uniform Investment Adviser Law Examination

1997-07-28
S63 Uniform Securities Agent State Law Examination

1996-07-09

View on SEC IAPD