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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-04 |
| NY | RA | APPROVED | 2022-04-01 |
Branch Locations
65 Hilton Ave, Suite 210, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Melville | NY | 08/2010 | 04/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Melville | NY | 08/2010 | 04/2022 |
| Lpl Financial Llc | Garden City | NY | 04/2022 | Present |
| Stratos Wealth Partners, Ltd | Garden City | NY | 04/2022 | Present |
1- 02/2022 / DBA for LPL Business (entity for LPL business) / Stratos Wealth Partners / Investment Related / 160 Hrs Mnth & 8 Hrs Trading / Garden City, NY 2- 12/2020 / Non-Profit Board Member / Mt Olivet Cemetery / Non Investment Related / 5 Hrs Mnth / 16540 Grand Ave, Maspeth, NY 11378 3- 04/2022 / Non-Variable, Life and Health insurance through various carriers / Not Investment related / Agent. Hours are variable per month and during securities trading hours. Duties are sale and service. 4- 04/01/2022 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-25 |
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