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Current Employers
Secure Asset Management, L.L.C.

2565 West Maple Rd, Troy, MI 48084 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-10
  • TX RA
    APPROVED
    Since 2024-09-10

Branch Locations

Flower Mound, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 08/2012 09/2024
Scf Investment Advisors, Inc. Fresno CA 08/2012 09/2024
Aurora Securities, Inc. Flower Mound TX 09/2024 Present
Secure Asset Management Llc Flower Mound TX 09/2024 Present
  • 08/2012 → 09/2024
    Scf Securities, Inc.
    Fresno, CA
  • 08/2012 → 09/2024
    Scf Investment Advisors, Inc.
    Fresno, CA
  • 09/2024 → Present
    Aurora Securities, Inc.
    Flower Mound, TX
  • 09/2024 → Present
    Flower Mound, TX
Previous Registrations
  • 2012-08-13 → 2024-09-09
    Scf Investment Advisors, Inc.
    Fresno, CA
    Flower Mount, TX
    San Diego, CA
  • 2007-12-04 → 2012-08-06
    Brokersxpress Llc
    Boca Raton, FL
    Chicago, IL
    Janesville, WI
    El Paso, TX
    Janesville, WI
Other Businesses

Secure Asset Management, LLC - INVESTMENT ADVISOR REP as of 9/2024;  Aurora Securities Inc. - REGISTERED REP as of 9/2024; STATON OAKS HOA - BOARD OF DIRECTORS - VOTING MEMBER OF HOA; TRANSCEND FINANCIAL, LLC - START 06/17/2020 - OWNER - DBA FOR TAX PURPOSES;   STX Dreams, LLC as of 7/2025 - Owner of the holding company for St. Croix Cellars (winery), non-investment related activity that will take approx. 5hours weekly. ST Barth Holdings, as of February 2025 - Majority Owner - holds 2 rental properties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-16
S63 Uniform Securities Agent State Law Examination 1996-10-22
  • S65 Uniform Investment Adviser Law Examination
    2011-03-16
  • S63 Uniform Securities Agent State Law Examination
    1996-10-22

View on SEC IAPD

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