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Philip E Wise

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-16
FL RA APPROVED 1996-07-11
  • TX RA
    APPROVED_RES
    Since 2018-01-16
  • FL RA
    APPROVED
    Since 1996-07-11

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 05/1996 Present
Bank Of America, N.A. Ponte Vedra Beach FL 07/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-05
S65 Uniform Investment Adviser Law Examination 1996-08-05
  • S63 Uniform Securities Agent State Law Examination
    1996-08-05
  • S65 Uniform Investment Adviser Law Examination
    1996-08-05
Other Names
  • Philip E Wise
  • Philip Edward Wise

View on SEC IAPD

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