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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-18 |
| MN | RA | APPROVED | 2013-12-09 |
| TX | RA | APPROVED_RES | 2009-02-03 |
Branch Locations
8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States
Bonita Springs, FL • United States
Prior Lake, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Bloomington | MI | 01/2009 | Present |
1) CINDER VENTURE, LLC 16501 IRWINDALE WAY LAKEVILLE MINNESOTA BOOKS/AUTHORSHIP/ JOURNALISM 02-OCT-2006 HOURS PER MONTH WILL YOU DEVOTE TO THIS ACTIVITY (ESTIMATE IF NOT KNOWN)?* 0 - 20 HOW MANY OF THESE HOURS WILL BE DURING SECURITIES TRADING HOURS?* NONE 1/3 OWNER ACCOUNTING BILL PAYING CHECK WRITING 2.2TLC, LLC ELK RIVER, MN 553330 A LIMITED LIABILITY COMPANY THAT OWNS BUILDINGS MY FAMILY CREATED THIS LLC 3. DIVORCE WORKBOOK/A WORKBOOK THAT I CREATED FOR DIVORCE WOMEN/MEN/5 HRS. PER MONTH/AUTHOR. 4) MN Super Bowl Host Committee / 200 South 6th Street Minnepolis,MN 55402 / Association (i.e., Trade or Industry, Sport...)/ Sport & Leisure Facilities / Putting on the Super Bowl / Member of a committee with management or supervisory functions / / Chari of the fundraising activities / Start Date 07/11/2016/ End Date 02/03/2018/43134 / Conference calls and meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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