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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-02-19 |
Branch Locations
240 Greenwich Street, New York, NY 10286 • United States
200 Park Avenue, New York, NY 10166 • United States
101 2Nd Street, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management Inc. | San Francisco | CA | 07/2015 | 05/2019 |
| First Republic Securities Company, Llc | San Francisco | CA | 07/2015 | 05/2019 |
| Unemployed | San Francisco | CA | 05/2019 | 03/2020 |
| Rockefeller Financial Llc | San Francisco | CA | 04/2020 | 01/2026 |
| Rockefeller Capital Management | San Francisco | CA | 08/2024 | 01/2026 |
| Bny | San Francisco | CA | 01/2026 | Present |
| Bny Mellon Securities Corporation | San Francisco | CA | 01/2026 | Present |
1. Employee of Wealth Management, lead regional strategy, governance and oversight for bank wealth management operation provided by BNY located at the 101 2nd Street San Francisco, California, 94105. Working for 135 hours per month since January 2026, 135 hours per month devoted to business during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-08-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-26 |
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