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David Alexander Mccallum

Wells Fargo Clearing Services, LLC

Charleston, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-15
SC RA APPROVED 2008-10-22
  • TX RA
    APPROVED_RES
    Since 2019-11-15
  • SC RA
    APPROVED
    Since 2008-10-22

Branch Locations

320 Broad St, Charleston, SC 29401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Columbia SC 10/2003 Present
Wells Fargo Advisors Llc Charleston SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston SC 11/2016 Present
  • 10/2003 → Present
    Wachovia Bank, N.A.
    Columbia, SC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charleston, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charleston, SC
Previous Registrations
  • 2002-03-18 → 2003-10-31
    Harrisdirect Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-17
S66 Uniform Combined State Law Examination 2001-11-07
S63 Uniform Securities Agent State Law Examination 1999-12-02
  • S65 Uniform Investment Adviser Law Examination
    2008-10-17
  • S66 Uniform Combined State Law Examination
    2001-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-12-02
Other Names
  • David Alexander Mccallum

View on SEC IAPD

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