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John C Paolini

Farther

San Francisco, CA

Buffalo, NY

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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-20
ME RA APPROVED 2022-10-10
NY RA APPROVED 2022-10-10
  • TX RA
    APPROVED_RES
    Since 2024-11-20
  • ME RA
    APPROVED
    Since 2022-10-10
  • NY RA
    APPROVED
    Since 2022-10-10

Branch Locations

345 California Street Suite 600, San Francisco, CA 94104 • United States

Buffalo, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Buffalo NY 12/2013 08/2022
Farther Finance Advisors, Llc Buffalo NY 08/2022 Present
  • 12/2013 → 08/2022
    Self-Employed
    Buffalo, NY
  • 08/2022 → Present
    Farther Finance Advisors, Llc
    Buffalo, NY
Other Businesses

Is his individual capacity, Mr. Paolini serves as the trustee of a trust.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-06
S65 Uniform Investment Adviser Law Examination 2022-08-18
  • S63 Uniform Securities Agent State Law Examination
    2023-09-06
  • S65 Uniform Investment Adviser Law Examination
    2022-08-18

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

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