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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-02 |
| PA | RA | APPROVED | 2017-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Itg Inc. | New York | NY | 01/2014 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Camp Hill | PA | 03/2017 | Present |
| Bank Of America, N.A. | Camp Hill | PA | 05/2017 | Present |
I*888266 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Biglerville, Pennsylvania, 17307 Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/1/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*1914273 , Entity Type,N/A Name of OBA: Larry and Eugenia Miller Address: Carlisle, Pennsylvania, 17013 Investment Related: NO Position, Title, Association: Em Executor, Power of Attorney Employee Start Date: 08-Jul-2024 No Hours: 1 weekly No Hours during trading: 0 Duties:n/a
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-01 |
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