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Afton, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Charlotte | NC | 03/2004 | 01/2018 |
| Bb&T Securities, Llc | Charlottesville | VA | 01/2018 | 12/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 05/2019 | 05/2021 |
| Sherpa Financial Guides, Inc. | Afton | VA | 04/2019 | Present |
| Unemployed | Charlottesville | VA | 12/2018 | 04/2019 |
1.) SHERPA FINANCIAL GUIDES; YES INVESTMENT RELATED; 171 JOSHUA LANE AFTON, VA 22920; INSURANCE SALES; PARTNER/OWNER; START DATE 04/2018; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-02 |
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