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Lewis M Lea

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Peachtree City, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-02
GA RA APPROVED 2004-05-20
  • TX RA
    APPROVED_RES
    Since 2019-10-02
  • GA RA
    APPROVED
    Since 2004-05-20

Branch Locations

900 Westpark Dr, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Daluth GA 05/2004 Present
Bank Of America,Na Duluth GA 12/2009 Present
  • 05/2004 → Present
    Merrill Lynch
    Daluth, GA
  • 12/2009 → Present
    Bank Of America,Na
    Duluth, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-02
  • S66 Uniform Combined State Law Examination
    2002-08-02

View on SEC IAPD

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