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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-10-03 |
Branch Locations
1891 Virginia Ave, Harrisonburg, VA 22802-8374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concorde Asset Management, Llc | Troy | MI | 11/2015 | 10/2016 |
| Concorde Investment Services, Llc | Livonia | MI | 01/2016 | 10/2016 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2016 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 160 HR/MO - 120/TRADING.10/03/16. 2. BOOK ROYALTIES, 3486 NUTMEG COURT, ROCKINGHAM VA 22801, United States, 10/16/2016, Owner, Author/Educator/Podcast/Speaker, NIR, 0/MO - 0/Trading 3. LONG INSURANCE & FINANCIAL SERVICES, 1891 Virginia Ave, Harrisonburg VA 22802, United States, 10/01/2016, IAR, DBA, INV REL, 160/MO - 160/Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-30 |
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