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Richard William Rubeo

Thrivent Investment Management Inc.

Grove, OK

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-04-05
TX RA APPROVED_RES 2013-10-15
KS RA APPROVED 2008-04-11
  • OK RA
    APPROVED
    Since 2021-04-05
  • TX RA
    APPROVED_RES
    Since 2013-10-15
  • KS RA
    APPROVED
    Since 2008-04-11

Branch Locations

Grove, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc. Kansas City MO 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-19
S63 Uniform Securities Agent State Law Examination 2002-06-28
  • S65 Uniform Investment Adviser Law Examination
    2008-03-19
  • S63 Uniform Securities Agent State Law Examination
    2002-06-28

View on SEC IAPD

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