Thomas Arthur Brien

Current Employers

Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2017-09-08

WI RA
APPROVED

Since 2017-09-08

Branch Locations

5400 King James Way Suite 110, Fitchburg, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Inc.	Madison	WI	06/2003	09/2017
Massmutual	Springfield	MA	06/2003	09/2017
Harbour Investments, Inc	Madison	WI	09/2017	Present
Wealth Distribution Strategies Llc	Verona	WI	09/2017	Present

06/2003 → 09/2017

Mml Investors Services, Inc.

Madison, WI
06/2003 → 09/2017

Massmutual

Springfield, MA
09/2017 → Present

Harbour Investments, Inc

Madison, WI
09/2017 → Present

Wealth Distribution Strategies Llc

Verona, WI

Previous Registrations

2003-06-25 → 2017-09-11

Mml Investors Services, Llc

Madison, WI

Madison, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Wealth Distribution Strategies - DBA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-31

S66 Uniform Combined State Law Examination

2002-07-31

View on SEC IAPD