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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-19 |
| TX | RA | APPROVED_RES | 2017-02-01 |
| WI | RA | APPROVED | 2010-09-08 |
Branch Locations
12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Mequon | WI | 03/2004 | Present |
Name: Notre Dame Club of Milwaukee; Not Investment-Related; Address: 100 Eck Center, Notre Dame, IN 46556; Nature: Charitable/ Educational; Role: Board Member; Start Date: 9/2010; Appx hrs/month: 1-3 hours/week; Hrs during trading: 1 hour/month; Duties: Board Member Name/Address: Ozaukee Family Services, 4922 Columbia Road Cedarburg WI 53012 Start date: 2/14 Hours spent: 5-8 hours/month Hours spent during trading Hours: 2 hours/month Role/Responsibility: Investment/Finance Committee, providing leadership at Board level to the organization. Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-07 |
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