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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-19
TX RA APPROVED_RES 2017-02-01
WI RA APPROVED 2010-09-08
  • FL RA
    APPROVED
    Since 2017-06-19
  • TX RA
    APPROVED_RES
    Since 2017-02-01
  • WI RA
    APPROVED
    Since 2010-09-08

Branch Locations

12075 N. Corporate Parkway Suite 200, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Mequon WI 03/2004 Present
Other Businesses

Name: Notre Dame Club of Milwaukee; Not Investment-Related; Address: 100 Eck Center, Notre Dame, IN 46556; Nature: Charitable/ Educational; Role: Board Member; Start Date: 9/2010; Appx hrs/month: 1-3 hours/week; Hrs during trading: 1 hour/month; Duties: Board Member Name/Address: Ozaukee Family Services, 4922 Columbia Road Cedarburg WI 53012 Start date: 2/14 Hours spent: 5-8 hours/month Hours spent during trading Hours: 2 hours/month Role/Responsibility: Investment/Finance Committee, providing leadership at Board level to the organization. Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-07
  • S66 Uniform Combined State Law Examination
    2010-09-07

View on SEC IAPD

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