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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-05-07
  • NJ RA
    APPROVED
    Since 2019-05-07

Branch Locations

1000 Harbor Boulevard, Weehawken, NJ 07086 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Hopewell Junction, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. 1000 Harbor Blvd NJ 10/2017 03/2018
Ubs Financial Services Inc. 1000 Harbor Blvd NJ 03/2018 Present
N/A Hopewell Junction NY 09/2015 10/2017
Other Businesses

1) My husband I owned land under an LLC, LAN&S. I am listed as a partner. No hours of work are required. The property was originally purchased in 2007/08. We sold the land associated with this LLC however we are maintaining the LLC for now as we will have loss carryforwards 2) Name of Business: Seton Hall University./ Address; 400 S Orange AveSouth Orange, New JerseyUnited States, 07079./ Investment Related: No./ Nature: University./ Role: Advisor or advisory group member if advice given may influence an officer/board./ Duty: Acting as an advisor for the Customer Experience Certificate Program at Seton Hall University, Stillman School of Business./ Start Date: 1/19/2022. / Hours Devoted: No./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-13
  • S66 Uniform Combined State Law Examination
    2018-09-13
Other Names
  • Allen
  • Mikstay

View on SEC IAPD

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