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Timothy J. Lackey

Centered Financial

Carlsbad, CA

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Current Employers
Centered Financial

701 Palomar Airport Road Suite 300, Carlsbad, CA 92011 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-03-06
  • CA RA
    APPROVED
    Since 2020-03-06

Branch Locations

701 Palomar Airport Road, Suite 300, Carlsbad, CA 92011 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anchor Bay Securities, Llc. Carlsbad CA 08/2005 03/2020
Centered Financial Llc Carlsbad CA 03/2020 Present
  • 08/2005 → 03/2020
    Anchor Bay Securities, Llc.
    Carlsbad, CA
  • 03/2020 → Present
    Centered Financial Llc
    Carlsbad, CA
Previous Registrations
  • 2010-12-10 → 2020-03-05
    Carlsbad, CA
  • 2003-05-22 → 2005-08-23
    Morgan Stanley Dw Inc.
    Carlsbad, CA
Other Businesses

Deep Tan Inc., NON-INVESTMENT RELATED, 2744 CARLSBAD BLVD. , SUITE 118. CARLSBAD, CA. 92008, TANNING SALON PARTNER, START DATE 12/1/2008, 5 HOURS A MONTH, 0 HOURS DURING TRADING HOURS, BUSINESS FOR SPOUSE Fixed insurance agent. Not investment-related. Maintains existing insurance policies and is able to sell fixed insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-03
  • S66 Uniform Combined State Law Examination
    2002-08-03
Designations

View on SEC IAPD

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