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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-08-10 |
Branch Locations
800 E Canal St St 950, Richmond, VA 23219 • United States
Midlothian, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 01/2018 | 08/2023 |
| Virginia Asset Management | Midlothian | VA | 01/2018 | Present |
| Kanawha Capital Management | Richmond | VA | 10/2010 | 10/2017 |
| Virginia Asset Managment | Midlothian | VA | 10/2017 | 01/2018 |
| Cetera Wealth Services, Llc | Richmond | VA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. CENTRAL VIRGINIA EMPLOYEE BENEFITS COUNCIL POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2022 ADDRESS: 6800 Paragon Place, Richmond VA 23230, United States DESCRIPTION: I will serve as the VP of Membership. Tracking membership, communicating with prospective members, organizing meetings via Eventbrite, renewing website account, maintaining member & board info on website. 2. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: REGISTERED STAFF APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDE OPERATIONAL SUPPORT
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-02-13 |
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