Diana Anne Carney

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-11
VA	RA	APPROVED	2021-09-22
NY	RA	APPROVED	2021-08-16
AZ	RA	APPROVED	2015-03-26
PA	RA	APPROVED	2014-09-25
SC	RA	APPROVED	2014-05-02
NJ	RA	APPROVED	2013-11-06

FL RA
APPROVED

Since 2025-03-11
VA RA
APPROVED

Since 2021-09-22
NY RA
APPROVED

Since 2021-08-16
AZ RA
APPROVED

Since 2015-03-26
PA RA
APPROVED

Since 2014-09-25
SC RA
APPROVED

Since 2014-05-02
NJ RA
APPROVED

Since 2013-11-06

Branch Locations

300 Connell Drive Ste 3300, Berkeley Heights, NJ 07922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Bedminster	NJ	10/2013	Present
Agia	Houston	TX	12/2022	Present

10/2013 → Present

Valic Financial Advisors

Bedminster, NJ
12/2022 → Present

Agia

Houston, TX

Other Businesses

**Rental Property. 78 8th St Wood Ridge, NJ 07075. Start Date: 03/12/2018. Not Investment Related. 0% of time spent on outside business/none during securities trading hours. Rental property, I have no duties. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products EBM PROPERTIES POSITION: n/a NATURE: real estate investment property business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 217 W Passaic Ave, Rutherford NJ 07070, United States DESCRIPTION: none - this is my husbands business MACBREM CONSTRUCTION POSITION: n/a NATURE: My spouse's construction business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 217 W Passaic Ave, Rutherford NJ 07070, United States DESCRIPTION: I am not involved in this business

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-04
S66	Uniform Combined State Law Examination	2001-03-26

S65 Uniform Investment Adviser Law Examination

2013-11-04
S66 Uniform Combined State Law Examination

2001-03-26

Other Names

Diana Anne Prince

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