Douglas W. O'COnnell

Current Employers

Employment History

• 06/2016 → Present
  Lpl Financial, Llc
  Bloomingdale, IL
• 06/2016 → Present
  Highpoint Advisor Group, Llc Dba Highpoint Planning Partners
  Bloomingdale, IL

Previous Registrations

• 2016-06-30 → 2021-12-31
  Highpoint Planning Partners
  Schaumburg, IL
  Downers Grove, IL
  Bonita Springs, FL
  Bloomingdale, IL
• 2010-01-15 → 2016-07-11
  Fifth Third Securities, Inc.
  Clarendon Hills, IL
  Hoffman Estates, IL
  Itasca, IL
  Westmont, IL
  Hoffman Estates, IL
  Bonita Springs, FL
  Carpentersville, IL
  Streamwood, IL
  Elgin, IL
  Schaumburg, IL
  Hoffman Estates, IL
  Bloomingdale, IL
  Hoffman Estates, IL
  Schaumburg, IL
  Westmont, IL
  Lombard, IL
  South Elgin, IL
  Elgin, IL
  Elgin, IL
  Itasca, IL
• 2007-05-29 → 2010-01-27
  Citigroup Global Markets Inc.
  Chicago, IL
  Schaumburg, IL
• 2004-03-12 → 2007-05-29
  Citicorp Investment Services
  Schaumburg, IL
  Schaumburg, IL
• 2002-07-26 → 2004-04-02
  Ubs Financial Services Inc.
  Schaumburg, IL

Other Businesses

(1) 06/30/2016: HIGHPOINT PLANNING PARTNERS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS - HighPoint Planning Partners - INV REL - Start 06/30/2016 - 2001 Butterfield Rd., Suite 1000, Downers Grove, IL 60515 - 160 Hr/Mo; 80 Hours During Securities Trading; 100% Time Spent (2) 06/30/2016: TERM AND FIXED INSURANCE SALES - NON-VARIABLE INSURANCE - INV REL - At Reported Business Location(s) - Term, Whole Life, Fixed - 20 Hr/Mo; 10 Hours During Securities Trading; 5% Time Spent (3) 07/07/2016: HighPoint Advisor Group - Registered Investment Advisor Hybrid - INV REL - Start 06/30/2016 - 2001 Butterfield Rd., Suite 1000, Downers Grove, IL 60515 - 160 Hr/Mo; 80 Hours During Securities Trading; 100% Time Spent. (4) 6/7/2017 - Royal Palm Planning - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/30/2016 - 120 Hours Per Month/100 Hours During Securities Trading. (5) 8/1/2017 - HighPoint Planning Partners - Investment Related - At Reported Business Location(s) - Property and Casualty - Start 08/01/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Property and Casualty Insurance. (6) 12/16/2022 - Florida Gulf Coast University - Investment Related - 10501 FGCU Blvd South, Ft. Myers, FL 33965 - Outside/W-2 Employment - Adjunct Faculty - Start Date: 01/09/2023 - 12 Hours Per Month/0 Hours During Securities Trading - Teaching. 7) 05/23/2025 - PROFESSIONAL WEALTH ADVIOSRS, LLC - investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date- 05/26/2025 - 120 Hrs/Mth - 4 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-25