Teresa Donne Gast

Current Employers

Privus Financial, Llc

Tower 909 Building 909 Lake Carolyn Parkway, Suite 100, Irving, TX 75039 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-01-12

TX RA
APPROVED

Since 2018-01-12

Branch Locations

Tower 909 Building 909 Lake Carolyn Parkway, Suite 100, Irving, TX 75039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cain, Watters & Associates, P.L.L.C.	Plano	TX	01/2008	12/2018
Privus Financial, Llc	Plano	TX	12/2017	Present
Privus Insurance Group, Llc	Dallas	TX	08/2018	Present

01/2008 → 12/2018

Cain, Watters & Associates, P.L.L.C.

Plano, TX
12/2017 → Present

Privus Financial, Llc

Plano, TX
08/2018 → Present

Privus Insurance Group, Llc

Dallas, TX

Previous Registrations

2002-05-16 → 2019-01-23

Cain, Watters & Associates, Llc

Dallas, TX

Plano, TX

Other Businesses

MS. GAST MAINTAINS A LESS THAN 2% OWNERSHIP INTEREST IN BOTH TECTONIC HOLDINGS, LLC, A LIMITED LIABILITY COMPANY, AND T ACQUISITION, INC. (TAI). TECTONIC HOLDINGS OWNS AFFILIATED ADVISORY, BROKER DEALER, AND INSURANCE FIRMS, TECTONIC ADVISORS, SANDERS MORRIS HARRIS, LLC, AND HWG INSURANCE AGENCY, LLC, THAT CAN PROVIDE ADDITIONAL INVESTMENT RELATED SERVICES TO PRIVUS CLIENTS. TAI OWNS T BANCSHARES, INC. WHICH OWNS T BANK, NA, A NATIONAL BANK, THAT CAN PROVIDE ADDITIONAL INVESTMENT RELATED SERVICES TO PRIVUS CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-08-01

S65 Uniform Investment Adviser Law Examination

2001-08-01

Other Names

Teresa Donne Nelson

View on SEC IAPD